Form 4 for NPKI NPK International Inc.
Accepted 2022-06-03 00:00:00 ET · period of report 2022-06-01 · accession 0000071829-22-000117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-03 | 2022-06-01 | NPKI | Briggs Lori | VP, Pres, Industrial | M - OptEx | $0.00 | +29.2K | 45.5K | +179% | $0 |
| DM | 2022-06-03 | 2022-06-01 | NPKI | Briggs Lori | VP, Pres, Industrial | F - Tax | $4.48 | -11.5K | 34.5K | -25% | -$51.5K |
| DM | 2022-06-03 | 2022-06-01 | NPKI | Briggs Lori | VP, Pres, Industrial | M - OptEx | $1.69 | -29.2K | 175.2K | -14% | -$49.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-01 | M | A | 2,195 | $0.00 | 35,359 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-01 | F | D | 6,296 | $4.48 | 50,872 | D | — | — | (F1) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. |
| 3 | Common | Common Stock | 2022-06-01 | M | A | 16,000 | $0.00 | 57,168 | D | — | — | |
| 4 | Common | Common Stock | 2022-06-01 | F | D | 4,328 | $4.48 | 41,168 | D | — | — | (F1) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. |
| 5 | Common | Common Stock | 2022-06-01 | M | A | 11,000 | $0.00 | 45,496 | D | — | — | |
| 6 | Common | Common Stock | 2022-06-01 | F | D | 863 | $4.48 | 34,496 | D | — | — | (F1) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. |
| 7 | Derivative | Restricted Stock Units | 2022-06-01 | M | D | 2,195 | $0.00 | 202,189 | D | $0.00 · — to — | 2,195 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. |
| 8 | Derivative | Restricted Stock Units | 2022-06-01 | M | D | 11,000 | $4.48 | 191,189 | D | $0.00 · — to — | 11,000 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. |
| 9 | Derivative | Restricted Stock Units | 2022-06-01 | M | D | 16,000 | $0.00 | 175,189 | D | $0.00 · — to — | 16,000 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. |