Form 4 for NPKI NPK International Inc.
Accepted 2022-06-03 00:00:00 ET · period of report 2022-06-01 · accession 0000071829-22-000120 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-03 | 2022-06-01 | NPKI | Piontek Gregg | SVP, CFO | M - OptEx | $0.00 | +171.7K | 471.1K | +57% | $0 |
| DM | 2022-06-03 | 2022-06-01 | NPKI | Piontek Gregg | SVP, CFO | F - Tax | $4.48 | -67.6K | 462.0K | -13% | -$302.7K |
| DM | 2022-06-03 | 2022-06-01 | NPKI | Piontek Gregg | SVP, CFO | M - OptEx | $0.00 | -171.7K | 332.3K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-01 | M | A | 50,000 | $0.00 | 467,706 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-01 | F | D | 19,675 | $4.48 | 448,031 | D | — | — | (F1) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. |
| 3 | Common | Common Stock | 2022-06-01 | F | D | 20,140 | $4.48 | 521,850 | D | — | — | (F1) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. |
| 4 | Common | Common Stock | 2022-06-01 | M | A | 51,182 | $0.00 | 541,990 | D | — | — | |
| 5 | Common | Common Stock | 2022-06-01 | F | D | 18,664 | $4.48 | 490,808 | D | — | — | (F1) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. |
| 6 | Common | Common Stock | 2022-06-01 | M | A | 47,433 | $0.00 | 509,472 | D | — | — | |
| 7 | Common | Common Stock | 2022-06-01 | F | D | 9,088 | $4.48 | 462,039 | D | — | — | (F1) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. |
| 8 | Common | Common Stock | 2022-06-01 | M | A | 23,096 | $0.00 | 471,127 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2022-06-01 | M | D | 50,000 | $0.00 | 402,877 | D | $0.00 · — to — | 50,000 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) The restricted stock units will vest at a rate of 50% of the shares on June 1, 2020 and 50% of the shares on June 1, 2022. |
| 10 | Derivative | Restricted Stock Units | 2022-06-01 | M | D | 23,096 | $0.00 | 379,781 | D | $0.00 · — to — | 23,096 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F4) The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. |
| 11 | Derivative | Restricted Stock Units | 2022-06-01 | M | D | 51,182 | $0.00 | 281,166 | D | $0.00 · — to — | 51,182 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F4) The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. |
| 12 | Derivative | Restricted Stock Units | 2022-06-01 | M | D | 47,433 | $0.00 | 332,348 | D | $0.00 · — to — | 47,433 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F4) The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. |