Form 4 for NPKI NPK International Inc.
Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0000071829-23-000098 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-05 | 2023-06-01 | NPKI | Briggs Lori | VP, Pres, Ind. Solutions | F - Tax | $3.67 | -22.2K | 99.2K | -18% | -$81.4K |
| DM | 2023-06-05 | 2023-06-01 | NPKI | Briggs Lori | VP, Pres, Ind. Solutions | M - OptEx | $0.00 | +56.4K | 81.0K | +229% | $0 |
| DM | 2023-06-05 | 2023-06-01 | NPKI | Briggs Lori | VP, Pres, Ind. Solutions | M - OptEx | $0.00 | -56.4K | 215.5K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-01 | F | D | 1,180 | $3.67 | 92,515 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 2 | Common | Common Stock | 2023-06-01 | M | A | 26,397 | $0.00 | 101,082 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-06-01 | F | D | 6,296 | $3.67 | 74,685 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 4 | Common | Common Stock | 2023-06-01 | M | A | 3,000 | $0.00 | 93,695 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2023-06-01 | F | D | 10,387 | $3.67 | 90,695 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 6 | Common | Common Stock | 2023-06-01 | M | A | 11,000 | $0.00 | 103,515 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2023-06-01 | F | D | 4,328 | $3.67 | 99,187 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 8 | Common | Common Stock | 2023-06-01 | M | A | 16,000 | $0.00 | 80,981 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 26,397 | $0.00 | 189,146 | D | $0.00 · — to — | 26,397 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |
| 10 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 11,000 | $0.00 | 175,146 | D | $0.00 · — to — | 11,000 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |
| 11 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 3,000 | $0.00 | 186,146 | D | $0.00 · — to — | 3,000 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F5) Reflects vesting of restricted stock units granted on May 19, 2019, which awards vest in two increments, half on June 1, 2021 and the other half on June 1, 2023. |
| 12 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 16,000 | $0.00 | 215,543 | D | $0.00 · — to — | 16,000 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |