Form 4 for NPKI NPK International Inc.
Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0000071829-23-000100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-05 | 2023-06-01 | NPKI | LANIGAN MATTHEW | Pres, CEO, Dir | M - OptEx | $0.00 | +180.1K | 434.3K | +71% | $0 |
| DM | 2023-06-05 | 2023-06-01 | NPKI | LANIGAN MATTHEW | Pres, CEO, Dir | F - Tax | $3.67 | -70.9K | 397.2K | -15% | -$260.1K |
| DM | 2023-06-05 | 2023-06-01 | NPKI | LANIGAN MATTHEW | Pres, CEO, Dir | M - OptEx | $0.00 | -180.1K | 621.6K | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-01 | M | A | 108,652 | $0.00 | 419,138 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-06-01 | F | D | 42,754 | $3.67 | 376,384 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 3 | Common | Common Stock | 2023-06-01 | M | A | 34,373 | $0.00 | 410,757 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-06-01 | M | A | 37,090 | $0.00 | 434,322 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2023-06-01 | F | D | 14,594 | $3.67 | 419,728 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 6 | Common | Common Stock | 2023-06-01 | F | D | 13,525 | $3.67 | 397,232 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 7 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 108,652 | $0.00 | 693,086 | D | $0.00 · — to — | 108,652 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |
| 8 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 34,373 | $0.00 | 658,713 | D | $0.00 · — to — | 34,373 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |
| 9 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 37,090 | $0.00 | 621,623 | D | $0.00 · — to — | 37,090 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |