Form 4 for NPKI NPK International Inc.
Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0000071829-23-000101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-05 | 2023-06-01+ | NPKI | PATERSON DAVID A | VP, Pres, Fluids Systems | M - OptEx | $0.00 | +99.6K | 240.7K | +71% | $0 |
| DM | 2023-06-05 | 2023-06-01 | NPKI | PATERSON DAVID A | VP, Pres, Fluids Systems | F - Tax | $3.67 | -24.2K | 252.3K | -9% | -$89.0K |
| DM | 2023-06-05 | 2023-06-01+ | NPKI | PATERSON DAVID A | VP, Pres, Fluids Systems | M - OptEx | $0.00 | -99.6K | 169.6K | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-02 | M | A | 33,166 | $0.00 | 285,437 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-06-01 | M | A | 35,788 | $0.00 | 260,985 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-06-01 | M | A | 30,620 | $0.00 | 240,727 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-06-01 | F | D | 7,455 | $3.67 | 233,272 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 5 | Common | Common Stock | 2023-06-01 | F | D | 8,075 | $3.67 | 225,197 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 6 | Common | Common Stock | 2023-06-01 | F | D | 8,714 | $3.67 | 252,271 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 7 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 30,620 | $0.00 | 238,512 | D | $0.00 · — to — | 30,620 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |
| 8 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 35,788 | $0.00 | 202,724 | D | $0.00 · — to — | 35,788 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |
| 9 | Derivative | Restricted Stock Units | 2023-06-02 | M | D | 33,166 | $0.00 | 169,558 | D | $0.00 · — to — | 33,166 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |