Form 4 for NPKI NPK International Inc.
Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0000071829-23-000102 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-05 | 2023-06-01+ | NPKI | Piontek Gregg | SVP, CFO | M - OptEx | $0.00 | +142.4K | 602.4K | +31% | $0 |
| DM | 2023-06-05 | 2023-06-01 | NPKI | Piontek Gregg | SVP, CFO | F - Tax | $3.67 | -23.1K | 555.0K | -4% | -$84.9K |
| DM | 2023-06-05 | 2023-06-01+ | NPKI | Piontek Gregg | SVP, CFO | M - OptEx | $0.00 | -142.4K | 358.5K | -28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-01 | M | A | 43,791 | $0.00 | 565,641 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-06-02 | M | A | 51,182 | $0.00 | 641,130 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-06-01 | F | D | 12,462 | $3.67 | 589,948 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 4 | Common | Common Stock | 2023-06-01 | M | A | 47,432 | $0.00 | 602,410 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2023-06-01 | F | D | 10,663 | $3.67 | 554,978 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 6 | Derivative | Restricted Stock Units | 2023-06-02 | M | D | 51,182 | $0.00 | 259,899 | D | $0.00 · — to — | 51,182 Common Stock | (F4) Restricted stock units convert into common stock on a one-for-one basis. (F5) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |
| 7 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 47,432 | $0.00 | 311,081 | D | $0.00 · — to — | 47,432 Common Stock | (F4) Restricted stock units convert into common stock on a one-for-one basis. (F5) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |
| 8 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 43,791 | $0.00 | 358,513 | D | $0.00 · — to — | 43,791 Common Stock | (F4) Restricted stock units convert into common stock on a one-for-one basis. (F5) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |