Form 4 for NPKI NPK International Inc.
Accepted 2023-06-05 00:00:00 ET · period of report 2023-06-01 · accession 0000071829-23-000103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-05 | 2023-06-01 | NPKI | WHITE DOUGLAS L | VP, CAO | F - Tax | $3.67 | -13.0K | 165.3K | -7% | -$47.7K |
| DM | 2023-06-05 | 2023-06-01+ | NPKI | WHITE DOUGLAS L | VP, CAO | M - OptEx | $0.00 | +53.3K | 173.8K | +44% | $0 |
| DM | 2023-06-05 | 2023-06-01+ | NPKI | WHITE DOUGLAS L | VP, CAO | M - OptEx | $0.00 | -53.3K | 127.2K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-01 | F | D | 4,545 | $3.67 | 156,428 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 2 | Common | Common Stock | 2023-06-02 | M | A | 17,333 | $0.00 | 182,655 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-06-01 | F | D | 4,220 | $3.67 | 169,542 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 4 | Common | Common Stock | 2023-06-01 | F | D | 4,220 | $3.67 | 165,322 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 5 | Common | Common Stock | 2023-06-01 | M | A | 18,667 | $0.00 | 160,973 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2023-06-01 | M | A | 17,334 | $0.00 | 173,762 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 18,667 | $0.00 | 144,499 | D | $0.00 · — to — | 18,667 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |
| 8 | Derivative | Restricted Stock Units | 2023-06-02 | M | D | 17,333 | $0.00 | 109,832 | D | $0.00 · — to — | 17,333 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |
| 9 | Derivative | Restricted Stock Units | 2023-06-01 | M | D | 17,334 | $0.00 | 127,165 | D | $0.00 · — to — | 17,334 Common Stock | (F3) Restricted stock units convert into common stock on a one-for-one basis. (F4) Reflects vesting of restricted stock units granted on May 21, 2020, May 20, 2021 and May 19, 2022, respectively, which awards vest in one-third increments on June 1 of each subsequent year following the date of grant. |