Form 4 for NPKI NPK International Inc.
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-20 · accession 0000071829-23-000147 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-21 | 2023-11-20 | NPKI | WHITE DOUGLAS L | VP, CAO, Treas | M - OptEx | $0.00 | +12.5K | 196.5K | +7% | $0 |
| D | 2023-11-21 | 2023-11-20 | NPKI | WHITE DOUGLAS L | VP, CAO, Treas | F - Tax | $7.19 | -3,043 | 193.4K | -2% | -$21.9K |
| D | 2023-11-21 | 2023-11-20 | NPKI | WHITE DOUGLAS L | VP, CAO, Treas | M - OptEx | $0.00 | -12.5K | 97.3K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-20 | M | A | 12,500 | $0.00 | 196,475 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-11-20 | F | D | 3,043 | $7.19 | 193,432 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2023-11-20 | M | D | 12,500 | $0.00 | 97,332 | D | $0.00 · — to — | 12,500 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) Reflects the vesting of restricted stock units granted on November 20, 2019, which awards vest at a rate of 50% of the shares on November 20, 2021 and 50% of the shares on November 20, 2023 |