Form 4 for XEL Xcel Energy
Accepted 2023-09-05 00:00:00 ET · period of report 2023-08-31 · accession 0000072903-23-000133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-05 | 2023-08-31 | XEL | O'Connor Timothy John | EVP, Chief Ops Off | F - Tax | $57.68 | -1,740 | 10.9K | -14% | -$100.4K |
| D | 2023-09-05 | 2023-08-31 | XEL | O'Connor Timothy John | EVP, Chief Ops Off | M - OptEx | — | +6,153 | 12.7K | +95% | — |
| D | 2023-09-05 | 2023-08-31 | XEL | O'Connor Timothy John | EVP, Chief Ops Off | M - OptEx | $0.00 | -6,153 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-31 | F | D | 1,740.39 | $57.68 | 10,911 | D | — | — | (F3) A fractional share interest was settled in cash in connection with the settlement of a common stock award and withholding of shares for taxes. |
| 2 | Common | Common Stock | 2023-08-31 | M | A | 6,153.39 | — | 12,651.39 | D | — | — | (F1) Restricted stock units are settled in common stock on a one-for-one basis. (F2) The amount includes 94.644 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report. |
| 3 | Derivative | Restricted Stock Units | 2023-08-31 | M | D | 6,153.39 | $0.00 | 0 | D | — · — to — | 6,153.39 Common Stock | (F1) Restricted stock units are settled in common stock on a one-for-one basis. (F4) On January 3, 2022, the reporting person was granted 14,719 restricted stock units, 60% of which vested on February 28, 2023, and the remaining 40% of which vested on August 31, 2023. |