Form 4 for NTRS Northern Trust

Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0000073124-21-000265 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-10-04	2021-09-30+	NTRS	Tribbett Charles A	Dir	A - Grant	$108.04	+359.29	30.0K	+1%	+$38.8K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-10-01	A	A	57.83	$109.23	30,011.60	D	—	—	(F1) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. (F2) Reflects a correction to the number of stock units granted on July 1, 2021, previously reported on a Form 4 filed July 2, 2021. The actual number of shares granted in such transaction was 52.28, rather than the 50.42 originally reported.
2	Common	Common Stock	2021-09-30	A	A	301.46	$107.81	29,953.77	D	—	—	(F1) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. (F2) Reflects a correction to the number of stock units granted on July 1, 2021, previously reported on a Form 4 filed July 2, 2021. The actual number of shares granted in such transaction was 52.28, rather than the 50.42 originally reported.