Form 4 for NTRS Northern Trust
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0000073124-21-000293 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-07 | 2021-12-03 | NTRS | Levy Susan Cohen | EVP, GC | F - Tax | $117.38 | -255 | 42.4K | -0.6% | -$29.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-03 | F | D | 255 | $117.38 | 42,385 | D | — | — | (F1) Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. (F3) Reflects the March 11, 2021 distribution of 14,769 shares from the reporting person's grantor retained annuity trust ("GRAT") to the reporting person as an annuity payment in accordance with the terms of the GRAT instrument. (F2) Includes 15,350 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |