Form 4 for NTRS Northern Trust
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-09 · accession 0000073124-21-000301 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-10 | 2021-12-09 | NTRS | O'Grady Michael | COB, Pres, CEO, Dir | S - Sale+OE | $119.03 | -48.1K | 55.7K | -46% | -$5.73M |
| D | 2021-12-10 | 2021-12-09 | NTRS | O'Grady Michael | COB, Pres, CEO, Dir | M - OptEx | $43.65 | +48.1K | 103.8K | +86% | +$2.10M |
| D | 2021-12-10 | 2021-12-09 | NTRS | O'Grady Michael | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -48.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-09 | S | D | 48,110 | $119.03 | 55,692 | D | — | — | (F2) Price reflects the weighted average sales price from $118.58 to $119.57. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. (F1) Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2021-12-09 | M | A | 48,110 | $43.65 | 103,802 | D | — | — | (F1) Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 3 | Derivative | Employee Stock Option (right-to-buy) | 2021-12-09 | M | D | 48,110 | $0.00 | 0 | D | $43.65 · — to 2022-02-14 | 48,110 Common Stock | (F3) This option became exercisable in four equal annual installments beginning on February 13, 2013. |