Form 4 for NTRS Northern Trust
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-09 · accession 0000073124-21-000302 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-10 | 2021-12-09 | NTRS | South Thomas A | EVP | S - Sale | $118.22 | -2,000 | 20.6K | -9% | -$236.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-09 | S | D | 2,000 | $118.22 | 20,621 | D | — | — | (F1) Price reflects the weighted average sales price from $118.19 to $118.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. (F3) Reflects a correction to the number of shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,320 stock units on March 1, 2021, previously reported on a Form 4 filed March 3, 2021. The actual number of shares withheld in such transaction was 1,249, rather than the 1,261 originally reported. (F2) Includes 13,636 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |