Form 4 for NTRS Northern Trust
Accepted 2022-01-20 00:00:00 ET · period of report 2022-01-18 · accession 0000073124-22-000033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-01-20 | 2022-01-18 | NTRS | St Clair Joyce | EVP | F - Tax | $132.16 | -3,031 | 16.1K | -16% | -$400.6K | |
| 2022-01-20 | 2022-01-18 | NTRS | St Clair Joyce | EVP | A - Grant | $0.00 | +9,301 | 25.4K | +58% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-18 | F | D | 3,031 | $132.16 | 16,148 | D | — | — | (F1) Includes 16,148 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. (F2) Reflects the transfer of 6,270 shares directly held by the reporting person into the reporting person's existing trust account. |
| 2 | Common | Common Stock | 2022-01-18 | A | A | 9,301 | $0.00 | 25,449 | D | — | — | (F1) Includes 16,148 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |