Form 4 for NTRS Northern Trust
Accepted 2022-02-02 00:00:00 ET · period of report 2022-01-31 · accession 0000073124-22-000039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-02 | 2022-01-31 | NTRS | Tyler Jason J. | EVP, CFO | S - Sale+OE | $115.60 | -1,936 | 23.3K | -8% | -$223.8K |
| D | 2022-02-02 | 2022-01-31 | NTRS | Tyler Jason J. | EVP, CFO | M - OptEx | $43.65 | +3,437 | 25.2K | +16% | +$150.0K |
| D | 2022-02-02 | 2022-01-31 | NTRS | Tyler Jason J. | EVP, CFO | M - OptEx | $0.00 | -3,437 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-31 | S | D | 1,936 | $115.60 | 23,286 | D | — | — | (F1) Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2022-01-31 | M | A | 3,437 | $43.65 | 25,222 | D | — | — | (F1) Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 3 | Derivative | Employee Stock Option (right-to-buy) | 2022-01-31 | M | D | 3,437 | $0.00 | 0 | D | $43.65 · — to 2022-02-13 | 3,437 Common Stock | (F2) This option became exercisable in four equal annual installments beginning 2/13/2013. |