Form 4 for NTRS Northern Trust
Accepted 2022-05-17 00:00:00 ET · period of report 2022-05-13 · accession 0000073124-22-000152 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-05-17 | 2022-05-13 | NTRS | Levy Susan Cohen | EVP, GC | G - Gift | $0.00 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-13 | G | A | 12,137 | $0.00 | 12,137 | I Irrevocable Trust | — | — | (F1) On May 6, 2022, the reporting person's grantor retained annuity trust ("GRAT") distributed 16,900 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment. On May 13, 2022, the remaining 12,137 shares held by such GRAT were distributed to an irrevocable trust. Each distribution was made in accordance with the terms of the GRAT instrument. (F2) The reporting person's spouse is trustee of this trust. |
| 2 | Common | Common Stock | 2022-05-13 | G | D | 12,137 | $0.00 | 0 | I 2020 GRAT | — | — | (F1) On May 6, 2022, the reporting person's grantor retained annuity trust ("GRAT") distributed 16,900 shares of the Corporation's common stock to the reporting person's existing brokerage account as an annuity payment. On May 13, 2022, the remaining 12,137 shares held by such GRAT were distributed to an irrevocable trust. Each distribution was made in accordance with the terms of the GRAT instrument. |