Form 4 for NTRS Northern Trust
Accepted 2022-05-20 00:00:00 ET · period of report 2022-05-18 · accession 0000073124-22-000156 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-05-20 | 2022-05-18 | NTRS | O'Grady Michael | COB, CEO, Dir | G - Gift | $0.00 | 0 | 5,460 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-18 | G | D | 16,379 | $0.00 | 0 | I 2020 GRAT | — | — | (F1) On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument. |
| 2 | Common | Common Stock | 2022-05-18 | G | A | 5,459 | $0.00 | 5,459 | I By Trust fbo Child 1 | — | — | (F1) On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument. (F2) The reporting person's spouse is trustee of this trust. |
| 3 | Common | Common Stock | 2022-05-18 | G | A | 5,460 | $0.00 | 5,460 | I By Trust fbo Child 2 | — | — | (F1) On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument. (F2) The reporting person's spouse is trustee of this trust. |
| 4 | Common | Common Stock | 2022-05-18 | G | A | 5,460 | $0.00 | 5,460 | I By Trust fbo Child 3 | — | — | (F1) On May 18, 2022, the reporting person's 2020 grantor retained annuity trust ("2020 GRAT") distributed 13,621 shares of the Corporation's common stock to the reporting person's existing trust as an annuity payment. On such date 16,379 shares also were distributed to the remaindermen of the 2020 GRAT. Each distribution was made in accordance with the terms of the 2020 GRAT instrument. (F2) The reporting person's spouse is trustee of this trust. |