Form 4 for NTRS Northern Trust
Accepted 2023-02-07 00:00:00 ET · period of report 2023-02-06 · accession 0000073124-23-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-07 | 2023-02-06 | NTRS | Tyler Jason J. | EVP, CFO | M - OptEx | $52.69 | +2,491 | 32.2K | +8% | +$131.3K |
| D | 2023-02-07 | 2023-02-06 | NTRS | Tyler Jason J. | EVP, CFO | S - Sale+OE | $96.98 | -1,764 | 30.5K | -5% | -$171.1K |
| D | 2023-02-07 | 2023-02-06 | NTRS | Tyler Jason J. | EVP, CFO | M - OptEx | $0.00 | -2,491 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-06 | M | A | 2,491 | $52.69 | 32,234 | D | — | — | (F1) Includes 14,096 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2023-02-06 | S | D | 1,764 | $96.98 | 30,470 | D | — | — | (F1) Includes 14,096 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 3 | Derivative | Employee Stock Option (right-to-buy) | 2023-02-06 | M | D | 2,491 | $0.00 | 0 | D | $52.69 · — to 2023-02-11 | 2,491 Common Stock | (F2) This option became exercisable in four equal annual installments beginning 2/11/2014. |