Form 4 for NTRS Northern Trust
Accepted 2023-02-09 00:00:00 ET · period of report 2023-02-07 · accession 0000073124-23-000024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-09 | 2023-02-07 | NTRS | O'Grady Michael | COB, CEO, Dir | M - OptEx | $52.69 | +28.5K | 59.7K | +91% | +$1.50M |
| D | 2023-02-09 | 2023-02-07 | NTRS | O'Grady Michael | COB, CEO, Dir | M - OptEx | $0.00 | -28.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-07 | M | A | 28,469 | $52.69 | 59,744 | D | — | — | (F1) Includes 59,744 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. (F2) Reflects the transfer of 28,469 shares directly held by the reporting person into the reporting person's existing trust account. |
| 2 | Derivative | Employee Stock Option (right-to-buy) | 2023-02-07 | M | D | 28,469 | $0.00 | 0 | D | $52.69 · — to 2023-02-11 | 28,469 Common Stock | (F4) This option became exercisable in four equal annual installments beginning on February 11, 2014. |