Form 4 for NTRS Northern Trust
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0000073124-23-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-23 | 2023-02-21 | NTRS | FRADKIN STEVEN L | Pres, Wealth Management | F - Tax | $94.70 | -5,046 | 42.2K | -11% | -$477.9K | |
| M | 2023-02-23 | 2023-02-21+ | NTRS | FRADKIN STEVEN L | Pres, Wealth Management | A - Grant | $0.00 | +26.3K | 53.7K | +96% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | F | D | 5,046 | $94.70 | 42,250 | D | — | — | (F2) Reflects the transfer of 9,798 shares directly held by the reporting person into the reporting person's existing trust account. (F1) Includes 42,250 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2023-02-21 | A | A | 14,844 | $0.00 | 57,094 | D | — | — | (F1) Includes 42,250 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 3 | Common | Common Stock | 2023-02-22 | A | A | 11,472 | $0.00 | 53,722 | D | — | — | (F3) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |