Form 4 for NTRS Northern Trust
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0000073124-23-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-23 | 2023-02-21 | NTRS | Levy Susan Cohen | EVP, GC | F - Tax | $94.70 | -3,104 | 22.8K | -12% | -$293.9K | |
| M | 2023-02-23 | 2023-02-21+ | NTRS | Levy Susan Cohen | EVP, GC | A - Grant | $0.00 | +17.6K | 30.0K | +142% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | F | D | 3,104 | $94.70 | 22,791 | D | — | — | (F2) Includes 15,464 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2023-02-21 | A | A | 10,431 | $0.00 | 25,895 | D | — | — | (F1) Reflects the May 20, 2022 transfer of 53,466 shares of the Corporation's common stock into a newly created grantor retained annuity trust. (F2) Includes 15,464 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 3 | Common | Common Stock | 2023-02-22 | A | A | 7,170 | $0.00 | 29,961 | D | — | — | (F3) Includes 22,634 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |