Form 4 for NTRS Northern Trust
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0000073124-23-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-24 | 2023-02-22 | NTRS | Parker Teresa | EVP | A - Grant | $0.00 | +17.9K | 80.1K | +29% | $0 | |
| 2023-02-24 | 2023-02-23 | NTRS | Parker Teresa | EVP | F - Tax | $93.70 | -1,418 | 78.6K | -2% | -$132.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-22 | A | A | 17,950 | $0.00 | 80,058 | D | — | — | (F2) Includes 58,788 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. (F1) Reflects a correction to the number of stock units granted on February 23, 2022, previously reported on a Form 4 filed February 25, 2022. The actual number of stock units granted in such transaction was 14,577, rather than the 14,578 originally reported. |
| 2 | Common | Common Stock | 2023-02-23 | F | D | 1,418 | $93.70 | 78,640 | D | — | — | (F2) Includes 58,788 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. (F3) Reflects 1,418 shares withheld in payment of Federal, State and Medicare taxes upon the distribution of 3,151 previously reported shares resulting from vested stock units. The remaining 1,733 shares were distributed to the reporting person as shares of common stock. |