Form 4 for NTRS Northern Trust

Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000073124-23-000060 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-03-03	2023-03-01	NTRS	Cherecwich Peter	Pres, Asset Servicing	F - Tax	$94.49	-3,765	25.2K	-13%	-$355.8K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-03-01	F	D	3,765	$94.49	25,180	D	—	—	(F2) Reflects 3,765 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 8,972 previously reported stock units. The remaining 5,207 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. (F3) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. (F1) Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 6,221, rather than the 4,676 shares originally reported, which resulted in a transfer of 7,820 shares to the reporting person's existing trust account on such date, rather than the 9,365 shares originally reported in footnote 2 of such filing.