Form 4 for NTRS Northern Trust
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000073124-23-000061 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | 2023-03-01 | NTRS | FRADKIN STEVEN L | Pres, Wealth Management | F - Tax | $94.49 | -3,895 | 44.4K | -8% | -$368.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | F | D | 3,895 | $94.49 | 44,441 | D | — | — | (F1) Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 6,576, rather than the 5,046 shares originally reported, which resulted in a transfer of 8,268 shares to the reporting person's existing trust account on such date, rather than the 9,798 shares originally reported in footnote 2 of such filing. (F3) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. (F2) Reflects 3,895 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 9,281 previously reported stock units. The remaining 5,386 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. |