Form 4 for NTRS Northern Trust
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000073124-23-000064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | 2023-03-01 | NTRS | O'Grady Michael | COB, CEO, Dir | F - Tax | $94.49 | -9,845 | 67.9K | -13% | -$930.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | F | D | 9,845 | $94.49 | 67,941 | D | — | — | (F1) Reflects 9,845 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 23,463 previously reported stock units. The remaining 13,618 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. (F2) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |