Form 4 for NTRS Northern Trust
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000073124-23-000066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | 2023-03-01 | NTRS | South Thomas A | EVP | F - Tax | $94.49 | -2,585 | 40.8K | -6% | -$244.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | F | D | 2,585 | $94.49 | 40,812 | D | — | — | (F3) Includes 19,062 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. (F2) Reflects 2,585 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 5,831 previously reported stock units. The remaining 3,246 shares were distributed to the reporting person as shares of common stock. (F1) Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 3,788, rather than the 2,868 shares originally reported. |