Form 4 for NTRS Northern Trust
Accepted 2023-10-06 00:00:00 ET · period of report 2015-03-10 · accession 0000073124-23-000178 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-10-06 | 2015-03-10+ | NTRS | Prado Becerra Jose Luis | Dir | P - Purchase | $99.86 | +64 | 18 | New | +$6,391 |
| MI | 2023-10-06 | 2020-05-05+ | NTRS | Prado Becerra Jose Luis | Dir | S - Sale | $95.68 | -44 | 3 | -94% | -$4,210 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2019-12-09 | P | A | 6 | $109.14 | 13 | I By Trust 3 | — | — | |
| 2 | Common | Common Stock | 2020-01-21 | P | A | 6 | $108.57 | 24 | I By Trust 2 | — | — | |
| 3 | Common | Common Stock | 2020-03-05 | P | A | 9 | $80.89 | 33 | I By Trust 2 | — | — | |
| 4 | Common | Common Stock | 2020-05-05 | S | D | 12 | $75.39 | 21 | I By Trust 2 | — | — | |
| 5 | Common | Common Stock | 2020-06-09 | P | A | 2 | $92.28 | 23 | I By Trust 2 | — | — | |
| 6 | Common | Common Stock | 2020-07-07 | S | D | 3 | $77.85 | 10 | I By Trust 3 | — | — | |
| 7 | Common | Common Stock | 2020-12-18 | S | D | 2 | $91.81 | 21 | I By Trust 2 | — | — | |
| 8 | Common | Common Stock | 2020-12-18 | S | D | 1 | $91.78 | 20 | I By Trust 2 | — | — | |
| 9 | Common | Common Stock | 2021-01-19 | P | A | 3 | $97.41 | 23 | I By Trust 2 | — | — | |
| 10 | Common | Common Stock | 2021-02-23 | S | D | 3 | $97.48 | 20 | I By Trust 2 | — | — | |
| 11 | Common | Common Stock | 2021-03-26 | P | A | 2 | $104.75 | 22 | I By Trust 2 | — | — | |
| 12 | Common | Common Stock | 2021-09-10 | P | A | 5 | $113.17 | 27 | I By Trust 2 | — | — | |
| 13 | Common | Common Stock | 2021-09-10 | P | A | 1 | $113.17 | 11 | I By Trust 3 | — | — | |
| 14 | Common | Common Stock | 2021-09-13 | S | D | 2 | $94.95 | 25 | I By Trust 2 | — | — | |
| 15 | Common | Common Stock | 2021-09-27 | S | D | 8 | $112.55 | 17 | I By Trust 2 | — | — | |
| 16 | Common | Common Stock | 2021-10-29 | P | A | 1 | $123.54 | 18 | I By Trust 2 | — | — | |
| 17 | Common | Common Stock | 2021-12-20 | P | A | 1 | $113.50 | 12 | I By Trust 3 | — | — | |
| 18 | Common | Common Stock | 2022-01-28 | S | D | 5 | $115.64 | 7 | I By Trust 3 | — | — | |
| 19 | Common | Common Stock | 2022-03-02 | P | A | 1 | $110.90 | 8 | I By Trust 3 | — | — | |
| 20 | Common | Common Stock | 2022-03-23 | S | D | 4 | $115.54 | 4 | I By Trust 3 | — | — | |
| 21 | Common | Common Stock | 2022-04-26 | P | A | 1 | $108.74 | 5 | I By Trust 3 | — | — | |
| 22 | Common | Common Stock | 2022-10-14 | P | A | 1 | $84.58 | 19 | I By Trust 2 | — | — | |
| 23 | Common | Common Stock | 2022-12-23 | S | D | 2 | $87.87 | 17 | I By Trust 2 | — | — | |
| 24 | Common | Common Stock | 2023-01-13 | S | D | 2 | $98.65 | 3 | I By Trust 3 | — | — | |
| 25 | Common | Common Stock | 2015-03-10 | P | A | 6 | $69.38 | 6 | I By Trust 2 | — | — | |
| 26 | Common | Common Stock | 2019-11-05 | P | A | 7 | $105.50 | 7 | I By Trust 3 | — | — | |
| 27 | Common | Common Stock | 2019-11-20 | P | A | 5 | $106.30 | 11 | I By Trust 2 | — | — | |
| 28 | Common | Common Stock | 2019-12-09 | P | A | 7 | $109.14 | 18 | I By Trust 2 | — | — |