Form 4 for NTRS Northern Trust
Accepted 2023-12-07 00:00:00 ET · period of report 2019-03-29 · accession 0000073124-23-000209 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-12-07 | 2023-12-05 | NTRS | Cherecwich Peter | Pres, Asset Servicing | F - Tax | $80.36 | -465 | 24.7K | -2% | -$37.4K | |
| MI | 2023-12-07 | 2022-08-23+ | NTRS | Cherecwich Peter | Pres, Asset Servicing | S - Sale | $85.19 | -12 | 7 | -63% | -$1,022 |
| MI | 2023-12-07 | 2019-03-29+ | NTRS | Cherecwich Peter | Pres, Asset Servicing | P - Purchase | $93.83 | +18 | 5 | New | +$1,689 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-05 | F | D | 465 | $80.36 | 24,715 | D | — | — | (F1) Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. (F2) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2023-07-21 | S | D | 5 | $78.54 | 6 | I By Spouse's Trust | — | — | |
| 3 | Common | Common Stock | 2023-06-20 | P | A | 4 | $73.55 | 11 | I By Spouse's Trust | — | — | |
| 4 | Common | Common Stock | 2023-02-10 | P | A | 2 | $97.19 | 10 | I By Spouse's Trust | — | — | |
| 5 | Common | Common Stock | 2023-04-17 | S | D | 3 | $85.63 | 7 | I By Spouse's Trust | — | — | |
| 6 | Common | Common Stock | 2023-01-10 | P | A | 1 | $95.02 | 8 | I By Spouse's Trust | — | — | |
| 7 | Common | Common Stock | 2022-12-06 | S | D | 2 | $87.99 | 7 | I By Spouse's Trust | — | — | |
| 8 | Common | Common Stock | 2022-09-26 | P | A | 2 | $86.74 | 9 | I By Spouse's Trust | — | — | |
| 9 | Common | Common Stock | 2022-08-23 | S | D | 2 | $98.36 | 7 | I By Spouse's Trust | — | — | |
| 10 | Common | Common Stock | 2021-11-02 | P | A | 1 | $123.78 | 9 | I By Spouse's Trust | — | — | |
| 11 | Common | Common Stock | 2021-05-21 | P | A | 2 | $119.88 | 8 | I By Spouse's Trust | — | — | |
| 12 | Common | Common Stock | 2021-05-12 | P | A | 1 | $116.35 | 6 | I By Spouse's Trust | — | — | |
| 13 | Common | Common Stock | 2019-03-29 | P | A | 5 | $90.41 | 5 | I By Spouse's Trust | — | — |