Form 4 for NTRS Northern Trust
Accepted 2024-01-26 00:00:00 ET · period of report 2024-01-24 · accession 0000073124-24-000021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-01-26 | 2024-01-24 | NTRS | O'Grady Michael | COB, CEO, Dir | F - Tax | $81.38 | -20.3K | 224.1K | -8% | -$1.65M |
| DI | 2024-01-26 | 2024-01-24 | NTRS | O'Grady Michael | COB, CEO, Dir | M - OptEx | $60.85 | +24.7K | 244.4K | +11% | +$1.50M |
| D | 2024-01-26 | 2024-01-24 | NTRS | O'Grady Michael | COB, CEO, Dir | M - OptEx | $0.00 | -24.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-24 | F | D | 20,333 | $81.38 | 224,097 | I By Trust | — | — | |
| 2 | Common | Common Stock | 2024-01-24 | M | A | 24,651 | $60.85 | 244,430 | I By Trust | — | — | |
| 3 | Derivative | Employee Stock Option (right-to-buy) | 2024-01-24 | M | D | 24,651 | $0.00 | 0 | D | $60.85 · — to 2024-02-10 | 24,651 Common Stock | (F3) This option became exercisable in four equal annual installments beginning on February 10, 2015. |