Form 4 for NTRS Northern Trust
Accepted 2024-02-08 00:00:00 ET · period of report 2024-02-06 · accession 0000073124-24-000025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-08 | 2024-02-06 | NTRS | Tyler Jason J. | EVP, CFO | F - Tax | $78.61 | -2,100 | 41.8K | -5% | -$165.1K |
| D | 2024-02-08 | 2024-02-06 | NTRS | Tyler Jason J. | EVP, CFO | M - OptEx | $60.85 | +2,466 | 43.9K | +6% | +$150.1K |
| D | 2024-02-08 | 2024-02-06 | NTRS | Tyler Jason J. | EVP, CFO | M - OptEx | $0.00 | -2,466 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-06 | F | D | 2,100 | $78.61 | 41,843 | D | — | — | (F1) Includes 18,869 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2024-02-06 | M | A | 2,466 | $60.85 | 43,943 | D | — | — | (F1) Includes 18,869 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 3 | Derivative | Employee Stock Option (right-to-buy) | 2024-02-06 | M | D | 2,466 | $0.00 | 0 | D | $60.85 · — to 2024-02-10 | 2,466 Common Stock | (F2) This option became exercisable in four equal annual installments beginning on February 10, 2015. |