Form 4 for NTRS Northern Trust
Accepted 2024-02-22 00:00:00 ET · period of report 2024-02-20 · accession 0000073124-24-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-22 | 2024-02-20 | NTRS | O'Grady Michael | COB, CEO, Dir | A - Grant | $0.00 | +60.1K | 126.7K | +90% | $0 | |
| 2024-02-22 | 2024-02-20 | NTRS | O'Grady Michael | COB, CEO, Dir | F - Tax | $79.51 | -26.6K | 66.7K | -29% | -$2.12M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-20 | A | A | 60,085 | $0.00 | 126,744 | D | — | — | (F1) Includes 66,659 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2024-02-20 | F | D | 26,618 | $79.51 | 66,659 | D | — | — | (F1) Includes 66,659 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. (F2) Reflects the transfer of 33,467 shares directly held by the reporting person into the reporting person's existing trust account. |