Form 4 for NTRS Northern Trust
Accepted 2024-02-22 00:00:00 ET · period of report 2024-02-20 · accession 0000073124-24-000041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-22 | 2024-02-20 | NTRS | FRADKIN STEVEN L | Pres, Wealth Management | A - Grant | $0.00 | +22.9K | 66.9K | +52% | $0 | |
| 2024-02-22 | 2024-02-20 | NTRS | FRADKIN STEVEN L | Pres, Wealth Management | F - Tax | $79.51 | -10.1K | 44.0K | -19% | -$806.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-20 | A | A | 22,890 | $0.00 | 66,866 | D | — | — | (F1) Includes 43,976 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2024-02-20 | F | D | 10,141 | $79.51 | 43,976 | D | — | — | (F2) Reflects the transfer of 12,749 shares directly held by the reporting person into the reporting person's existing trust account. (F1) Includes 43,976 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |