Form 4 for NTRS Northern Trust
Accepted 2024-05-03 00:00:00 ET · period of report 2024-05-01 · accession 0000073124-24-000165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-03 | 2024-05-01 | NTRS | FRADKIN STEVEN L | Pres, Wealth Management | S - Sale+OE | $82.56 | -4,097 | 46.1K | -8% | -$338.2K |
| D | 2024-05-03 | 2024-05-01 | NTRS | FRADKIN STEVEN L | Pres, Wealth Management | M - OptEx | $58.25 | +4,097 | 50.2K | +9% | +$238.7K |
| D | 2024-05-03 | 2024-05-01 | NTRS | FRADKIN STEVEN L | Pres, Wealth Management | M - OptEx | $0.00 | -4,097 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-01 | S | D | 4,097 | $82.56 | 46,078 | D | — | — | (F1) Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2024-05-01 | M | A | 4,097 | $58.25 | 50,175 | D | — | — | (F1) Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 3 | Derivative | Employee Stock Option (right-to-buy) | 2024-05-01 | M | D | 4,097 | $0.00 | 0 | D | $58.25 · — to 2026-02-16 | 4,097 Common Stock | (F3) This option became exercisable in four equal annual installments beginning on February 16, 2017. |