Form 4 for NTRS Northern Trust
Accepted 2024-10-29 00:00:00 ET · period of report 2024-10-25 · accession 0000073124-24-000266 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-29 | 2024-10-25 | NTRS | FRADKIN STEVEN L | Vice COB | M - OptEx | $88.06 | +27.9K | 74.0K | +60% | +$2.45M |
| DM | 2024-10-29 | 2024-10-25 | NTRS | FRADKIN STEVEN L | Vice COB | S - Sale+OE | $100.50 | -27.9K | 46.4K | -38% | -$2.80M |
| D | 2024-10-29 | 2024-10-25 | NTRS | FRADKIN STEVEN L | Vice COB | M - OptEx | $0.00 | -27.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-25 | M | A | 27,874 | $88.06 | 73,952 | D | — | — | (F1) Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2024-10-25 | S | D | 311 | $100.52 | 46,078 | D | — | — | (F1) Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 3 | Common | Common Stock | 2024-10-25 | S | D | 27,563 | $100.50 | 46,389 | D | — | — | (F1) Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 4 | Derivative | Employee Stock Option (right-to-buy) | 2024-10-25 | M | D | 27,874 | $0.00 | 0 | D | $88.06 · — to 2027-02-21 | 27,874 Common Stock | (F4) This option became exercisable in four equal annual installments beginning 2/21/2018. |