Form 4 for NTRS Northern Trust
Accepted 2025-01-31 00:00:00 ET · period of report 2025-01-29 · accession 0000073124-25-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-31 | 2025-01-29 | NTRS | Cherecwich Peter | COO | M - OptEx | $88.06 | +26.1K | 52.7K | +98% | +$2.30M |
| D | 2025-01-31 | 2025-01-29 | NTRS | Cherecwich Peter | COO | S - Sale+OE | $112.36 | -26.1K | 26.6K | -50% | -$2.94M |
| D | 2025-01-31 | 2025-01-29 | NTRS | Cherecwich Peter | COO | M - OptEx | $0.00 | -26.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-29 | M | A | 26,132 | $88.06 | 52,718 | D | — | — | (F1) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2025-01-29 | S | D | 26,132 | $112.36 | 26,586 | D | — | — | (F2) Price reflects the weighted average sales price from $112.33 to $112.58. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. (F1) Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 3 | Derivative | Employee Stock Option (right-to-buy) | 2025-01-29 | M | D | 26,132 | $0.00 | 0 | D | $88.06 · — to 2027-02-21 | 26,132 Common Stock | (F3) This option becomes exercisable in four equal annual installments beginning 2/21/2018. |