Form 4 for NTRS Northern Trust
Accepted 2025-01-31 00:00:00 ET · period of report 2025-01-30 · accession 0000073124-25-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-01-31 | 2025-01-30 | NTRS | Tyler Jason J. | Pres, Wealth Management | M - OptEx | $70.21 | +2,968 | 60.7K | +5% | +$208.4K |
| D | 2025-01-31 | 2025-01-30 | NTRS | Tyler Jason J. | Pres, Wealth Management | S - Sale+OE | $112.67 | -2,237 | 58.4K | -4% | -$252.0K |
| D | 2025-01-31 | 2025-01-30 | NTRS | Tyler Jason J. | Pres, Wealth Management | M - OptEx | $0.00 | -2,968 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-30 | M | A | 2,968 | $70.21 | 60,686 | D | — | — | (F1) Includes 22,611 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 2 | Common | Common Stock | 2025-01-30 | S | D | 2,237 | $112.67 | 58,449 | D | — | — | (F2) Price reflects the weighted average sales price from $112.65 to $112.71. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. (F1) Includes 22,611 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| 3 | Derivative | Employee Stock Option (right-to-buy) | 2025-01-30 | M | D | 2,968 | $0.00 | 0 | D | $70.21 · — to 2025-02-17 | 2,968 Common Stock | (F3) This option became exercisable in four equal annual installments beginning 2/17/2016. |