Form 4 for SMTC SEMTECH CORP
Accepted 2024-03-11 00:00:00 ET · period of report 2024-03-07 · accession 0000088941-24-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-11 | 2024-03-07+ | SMTC | Rayabhari Madhusudhan | SVP, GM | M - OptEx | $0.00 | +15.1K | 30.8K | +96% | $0 |
| DM | 2024-03-11 | 2024-03-07+ | SMTC | Rayabhari Madhusudhan | SVP, GM | F - Tax | $23.43 | -5,596 | 27.6K | -17% | -$131.1K |
| DM | 2024-03-11 | 2024-03-07+ | SMTC | Rayabhari Madhusudhan | SVP, GM | M - OptEx | $0.00 | -15.1K | 17.0K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-08 | M | A | 4,260 | $0.00 | 31,835 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-09 | M | A | 2,348 | $0.00 | 32,663 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-09 | F | D | 838 | $23.35 | 31,825 | D | — | — | |
| 4 | Common | Common Stock | 2024-03-08 | F | D | 1,520 | $23.71 | 30,315 | D | — | — | |
| 5 | Common | Common Stock | 2024-03-07 | M | A | 8,496 | $0.00 | 30,813 | D | — | — | |
| 6 | Common | Common Stock | 2024-03-07 | F | D | 3,238 | $23.32 | 27,575 | D | — | — | |
| 7 | Derivative | Restricted Stock Unit | 2024-03-08 | M | D | 4,260 | $0.00 | 4,260 | D | — · — to — | 4,260 Common Stock | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F3) This grant vests in three annual installments beginning on March 8, 2023. |
| 8 | Derivative | Restricted Stock Unit | 2024-03-09 | M | D | 2,348 | $0.00 | 0 | D | — · — to — | 2,348 Common Stock | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F4) This grant vests in three annual installments beginning on March 9, 2022. |
| 9 | Derivative | Restricted Stock Unit | 2024-03-07 | M | D | 8,496 | $0.00 | 16,992 | D | — · — to — | 8,496 Common Stock | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F2) This grant vests in three annual installments beginning on March 7, 2024. |