Form 4 for SMTC SEMTECH CORP
Accepted 2024-03-11 00:00:00 ET · period of report 2024-03-07 · accession 0000088941-24-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-11 | 2024-03-07+ | SMTC | WILSON JOHN MICHAEL | CTO, Chief Quality Off | F - Tax | $23.43 | -5,885 | 28.9K | -17% | -$137.9K |
| DM | 2024-03-11 | 2024-03-07+ | SMTC | WILSON JOHN MICHAEL | CTO, Chief Quality Off | M - OptEx | $0.00 | +15.6K | 34.5K | +82% | $0 |
| DM | 2024-03-11 | 2024-03-07+ | SMTC | WILSON JOHN MICHAEL | CTO, Chief Quality Off | M - OptEx | $0.00 | -15.6K | 4,260 | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-08 | F | D | 1,520 | $23.71 | 31,634 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-09 | F | D | 1,006 | $23.35 | 33,445 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-08 | M | A | 4,260 | $0.00 | 33,154 | D | — | — | |
| 4 | Common | Common Stock | 2024-03-07 | F | D | 3,359 | $23.32 | 28,894 | D | — | — | |
| 5 | Common | Common Stock | 2024-03-07 | M | A | 8,496 | $0.00 | 32,253 | D | — | — | |
| 6 | Common | Common Stock | 2024-03-09 | M | A | 2,817 | $0.00 | 34,451 | D | — | — | |
| 7 | Derivative | Restricted Stock Unit | 2024-03-09 | M | D | 2,817 | $0.00 | 0 | D | — · — to — | 2,817 Common Stock | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F4) This grant vests in three annual installments beginning on March 9, 2022. |
| 8 | Derivative | Restricted Stock Unit | 2024-03-07 | M | D | 8,496 | $0.00 | 16,992 | D | — · — to — | 8,496 Common Stock | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F2) This grant vests in three annual installments beginning on March 7, 2024. |
| 9 | Derivative | Restricted Stock Unit | 2024-03-08 | M | D | 4,260 | $0.00 | 4,260 | D | — · — to — | 4,260 Common Stock | (F1) Each stock unit is the economic equivalent of one share of Semtech common stock. (F3) This grant vests in three annual installments beginning on March 8, 2023. |