Form 4 for AOS A. O. Smith
Accepted 2021-07-14 00:00:00 ET · period of report 2021-07-12 · accession 0000091142-21-000112 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-14 | 2021-07-12 | AOS | SMITH BRUCE M | Dir | A - Grant | $70.86 | +142 | 142 | New | +$10.1K |
| DMI | 2021-07-14 | 2021-06-04 | AOS | SMITH BRUCE M | Dir | G - Gift | $0.00 | -60.2K | 108.9K | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-12 | A | A | 142 | $70.86 | 142 | D | — | — | (F1) Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 12, 2021. |
| 2 | Derivative | Class A Common Stock | 2021-06-04 | G | A | 60,172 | $0.00 | 60,172 | I Owned by spouse of reporting person | $0.00 · — to — | 60,172 Common Stock | (F7) Gift from revocable family trust to spouse of reporting person. (F6) Gift (F8) Convertible at any time into Common Stock. (F9) None. |
| 3 | Derivative | Class A Common Stock | 2021-06-04 | G | D | 60,172 | $0.00 | 0 | I Owned by spouse of reporting person | $0.00 · — to — | 60,172 Common Stock | (F6) Gift (F8) Convertible at any time into Common Stock. (F9) None. |
| 4 | Derivative | Class A Common Stock | 2021-06-04 | G | D | 60,172 | $0.00 | 108,938 | I Gift from revocable family trust to spouse of reporting person. | $0.00 · — to — | 60,172 Common Stock | (F7) Gift from revocable family trust to spouse of reporting person. (F6) Gift (F8) Convertible at any time into Common Stock. (F9) None. |