Form 4 for AOS A. O. Smith
Accepted 2021-09-02 00:00:00 ET · period of report 2021-09-01 · accession 0000091142-21-000133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-02 | 2021-09-01 | AOS | Wheeler Kevin J. | COB, Pres, CEO | M - OptEx | $72.06 | +3,915 | 40.7K | +11% | +$282.1K |
| D | 2021-09-02 | 2021-09-01 | AOS | Wheeler Kevin J. | COB, Pres, CEO | F - Tax | $72.06 | -1,841 | 38.8K | -5% | -$132.7K |
| D | 2021-09-02 | 2021-09-01 | AOS | Wheeler Kevin J. | COB, Pres, CEO | M - OptEx | $72.06 | -3,915 | 71.3K | -5% | -$282.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | M | A | 3,915 | $72.06 | 40,665 | D | — | — | (F1) 3,915 Restricted Stock Units were granted on 09/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,915 Restricted Stock Units vested on 09/01/2021. As a result of the vesting, the Company is obligated to deliver 3,915 share of Common Stock to the reporting person. |
| 2 | Common | Common Stock | 2021-09-01 | F | D | 1,841 | $72.06 | 38,824 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-09-01 | M | D | 3,915 | $72.06 | 71,290 | D | $72.06 · — to — | 3,915 Common Stock | (F1) 3,915 Restricted Stock Units were granted on 09/01/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,915 Restricted Stock Units vested on 09/01/2021. As a result of the vesting, the Company is obligated to deliver 3,915 share of Common Stock to the reporting person. |