Form 4 for AOS A. O. Smith
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-22 · accession 0000091142-21-000154 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-23 | 2021-11-22 | AOS | Kempken Daniel L | VP | M - OptEx | $17.46 | +2,300 | 9,801 | +31% | +$40.2K |
| D | 2021-11-23 | 2021-11-22 | AOS | Kempken Daniel L | VP | S - Sale+OE | $82.88 | -2,300 | 7,501 | -23% | -$190.6K |
| D | 2021-11-23 | 2021-11-22 | AOS | Kempken Daniel L | VP | M - OptEx | $0.00 | -2,300 | 48.3K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-22 | M | A | 2,300 | $17.46 | 9,801 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-22 | S | D | 2,300 | $82.88 | 7,501 | D | — | — | |
| 3 | Derivative | Employee Stock Options (Right to Buy) | 2021-11-22 | M | D | 2,300 | $0.00 | 48,310 | D | $17.46 · — to 2023-02-11 | 2,300 Common Stock | (F1) The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2014. |