Form 4 for AOS A. O. Smith

Accepted 2022-02-09 00:00:00 ET · period of report 2022-02-07 · accession 0000091142-22-000009 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-02-09	2021-05-12	AOS	Ackerman Patricia K	SVP	G - Gift	$0.00	-42	1,167	-3%	$0
DM	2022-02-09	2022-02-07	AOS	Ackerman Patricia K	SVP	A - Grant	$0.00	+4,385	22.5K	+24%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-05-12	G	D	42	$0.00	1,167	D	—	—
2	Derivative	Employee Stock Options (Right to Buy)	2022-02-07	A	A	3,545	$0.00	27,620	D	$74.27 · — to 2032-02-07	3,545 Common Stock	(F1) The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023.
3	Derivative	Restricted Stock Units	2022-02-07	A	A	840	$0.00	22,482	D	$74.27 · — to —	840 Common Stock	(F3) The Restricted Stock Units that Ms. Ackerman has deferred receives a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 273 Restricted Stock Units. (F2) The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.