Form 4 for AOS A. O. Smith
Accepted 2022-02-09 00:00:00 ET · period of report 2022-02-07 · accession 0000091142-22-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-09 | 2021-11-22+ | AOS | STERN JAMES F | EVP, GC, Sec | G - Gift | $0.00 | -5,750 | 146.1K | -4% | $0 |
| DM | 2022-02-09 | 2022-02-07 | AOS | STERN JAMES F | EVP, GC, Sec | A - Grant | $0.00 | +20.3K | 18.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-30 | G | D | 750 | $0.00 | 145,365 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-22 | G | D | 5,000 | $0.00 | 146,115 | D | — | — | |
| 3 | Derivative | Employee Stock Options (Right to Buy) | 2022-02-07 | A | A | 16,410 | $0.00 | 118,215 | D | $74.27 · — to 2032-02-07 | 16,410 Common Stock | (F1) The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. |
| 4 | Derivative | Restricted Stock Units | 2022-02-07 | A | A | 3,890 | $0.00 | 18,840 | D | $74.27 · — to — | 3,890 Common Stock | (F2) The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. |