Form 4 for AOS A. O. Smith
Accepted 2022-02-15 00:00:00 ET · period of report 2022-02-11 · accession 0000091142-22-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-15 | 2022-02-11 | AOS | STERN JAMES F | EVP, GC, Sec | M - OptEx | $71.72 | +4,910 | 150.3K | +3% | +$352.1K |
| D | 2022-02-15 | 2022-02-11 | AOS | STERN JAMES F | EVP, GC, Sec | F - Tax | $71.72 | -2,308 | 148.0K | -2% | -$165.5K |
| D | 2022-02-15 | 2022-02-11 | AOS | STERN JAMES F | EVP, GC, Sec | M - OptEx | $0.00 | -4,910 | 13.9K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-11 | M | A | 4,910 | $71.72 | 150,275 | D | — | — | (F1) The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. |
| 2 | Common | Common Stock | 2022-02-11 | F | D | 2,308 | $71.72 | 147,967 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-02-11 | M | D | 4,910 | $0.00 | 13,930 | D | $71.72 · — to — | 4,910 Common Stock | (F1) The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. |