Form 4 for AOS A. O. Smith
Accepted 2022-05-02 00:00:00 ET · period of report 2022-05-01 · accession 0000091142-22-000067 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-02 | 2022-05-01 | AOS | Kempken Daniel L | SVP - Strategy, Corp. Dev | F - Tax | $59.34 | -200 | 8,343 | -2% | -$11.9K |
| D | 2022-05-02 | 2022-05-01 | AOS | Kempken Daniel L | SVP - Strategy, Corp. Dev | M - OptEx | $59.34 | +425 | 8,543 | +5% | +$25.2K |
| D | 2022-05-02 | 2022-05-01 | AOS | Kempken Daniel L | SVP - Strategy, Corp. Dev | M - OptEx | $0.00 | -425 | 2,980 | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-01 | F | D | 200 | $59.34 | 8,343 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-01 | M | A | 425 | $59.34 | 8,543 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-05-01 | M | D | 425 | $0.00 | 2,980 | D | $59.34 · — to — | 425 Common Stock | (F1) The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. |