Form 4 for AOS A. O. Smith
Accepted 2022-05-02 00:00:00 ET · period of report 2022-05-01 · accession 0000091142-22-000068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-02 | 2022-05-01 | AOS | Lauber Charles T | EVP, CFO | M - OptEx | $59.34 | +1,900 | 30.4K | +7% | +$112.7K |
| D | 2022-05-02 | 2022-05-01 | AOS | Lauber Charles T | EVP, CFO | F - Tax | $59.34 | -894 | 29.5K | -3% | -$53.0K |
| D | 2022-05-02 | 2022-05-01 | AOS | Lauber Charles T | EVP, CFO | M - OptEx | $0.00 | -1,900 | 18.4K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-01 | M | A | 1,900 | $59.34 | 30,384 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-01 | F | D | 894 | $59.34 | 29,490 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-05-01 | M | D | 1,900 | $0.00 | 18,385 | D | $59.34 · — to — | 1,900 Common Stock | (F1) The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. |