Form 4 for AOS A. O. Smith

Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0000091142-23-000010 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-02-14	2023-02-10	AOS	STERN JAMES F	EVP, GC, Sec	M - OptEx	$0.00	+5,915	145.3K	+4%	$0
D	2023-02-14	2023-02-10	AOS	STERN JAMES F	EVP, GC, Sec	F - Tax	$65.80	-2,861	142.5K	-2%	-$188.3K
D	2023-02-14	2023-02-10	AOS	STERN JAMES F	EVP, GC, Sec	M - OptEx	$0.00	-5,915	8,015	-42%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-02-10	M	A	5,915	$0.00	145,317	D	—	—	(F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.
2	Common	Common Stock	2023-02-10	F	D	2,861	$65.80	142,456	D	—	—	(F2) Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
3	Derivative	Restricted Stock Units	2023-02-10	M	D	5,915	$0.00	8,015	D	— · — to —	5,915 Common Stock	(F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. (F3) The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.