Form 4 for AOS A. O. Smith
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0000091142-23-000021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-14 | 2023-02-10 | AOS | Rajendra Ajita G | Dir | F - Tax | $65.80 | -13.9K | 54.8K | -20% | -$912.1K |
| D | 2023-02-14 | 2023-02-10 | AOS | Rajendra Ajita G | Dir | M - OptEx | $0.00 | +29.5K | 68.7K | +75% | $0 |
| D | 2023-02-14 | 2023-02-10 | AOS | Rajendra Ajita G | Dir | M - OptEx | $0.00 | -29.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-10 | F | D | 13,861 | $65.80 | 54,825 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-10 | M | A | 29,490 | $0.00 | 68,686 | D | — | — | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. |
| 3 | Derivative | Restricted Stock Units | 2023-02-10 | M | D | 29,490 | $0.00 | 0 | D | — · — to — | 29,490 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. (F2) The restricted stock units were granted on 02/20/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. |