Form 4 for AOS A. O. Smith
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0000091142-23-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-14 | 2023-02-10 | AOS | Karge Douglas Samuel | SVP - Pres NA Water Treat | F - Tax | $65.80 | -510 | 1,886 | -21% | -$33.6K |
| D | 2023-02-14 | 2023-02-10 | AOS | Karge Douglas Samuel | SVP - Pres NA Water Treat | M - OptEx | $0.00 | +975 | 2,396 | +69% | $0 |
| D | 2023-02-14 | 2023-02-10 | AOS | Karge Douglas Samuel | SVP - Pres NA Water Treat | M - OptEx | $0.00 | -975 | 1,670 | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-10 | F | D | 510 | $65.80 | 1,886 | D | — | — | (F3) Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
| 2 | Common | Common Stock | 2023-02-10 | M | A | 975 | $0.00 | 2,396 | D | — | — | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. (F2) Mr. Karge is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 22 shares of Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2023-02-10 | M | D | 975 | $0.00 | 1,670 | D | — · — to — | 975 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. (F4) The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. |