Form 4 for AOS A. O. Smith
Accepted 2023-07-17 00:00:00 ET · period of report 2023-07-13 · accession 0000091142-23-000076 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-17 | 2023-07-13 | AOS | Scheppele Stephanie Melissa | SVP - CIO | M - OptEx | $0.00 | +2,570 | 2,570 | New | $0 |
| D | 2023-07-17 | 2023-07-13 | AOS | Scheppele Stephanie Melissa | SVP - CIO | F - Tax | $73.33 | -1,012 | 1,558 | -39% | -$74.2K |
| D | 2023-07-17 | 2023-07-13 | AOS | Scheppele Stephanie Melissa | SVP - CIO | M - OptEx | $0.00 | -2,570 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-13 | M | A | 2,570 | $0.00 | 2,570 | D | — | — | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. |
| 2 | Common | Common Stock | 2023-07-13 | F | D | 1,012 | $73.33 | 1,558 | D | — | — | (F2) Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2023-07-13 | M | D | 2,570 | $0.00 | 0 | D | — · — to — | 2,570 Common Stock | (F4) Stephanie Melissa Scheppele beneficially has 6,020 restricted stock units that have not yet vested. (F1) Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. (F3) The restricted stock units were granted on 07/13/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable date of 07/13/2023. |